We are highly specialized in the listing, the switch to other market segments and the support of listed companies to comply with the ongoing legal requirements. Our emphasis is put on the exchange regulated Open Market (Entry Standard and First Quotation Board) and the EU regulated markets (General and Prime Standard) of the Frankfurt Stock Exchange.

The focal point of our activities is the preparation of the Securities Prospectus and its certification by the regulatory authority in Germany: Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin; Federal Financial Supervisory Authority). Resulting subsequently is our consulting competence in all regulatory rights and duties deriving from German, European and International Securities Law emerging for our clients, e.g., ad-hoc publicity as defined in Securities Trade Act (Wertpapierhandelsgesetz WpHG), disclosure requirements in accordance with market statues as well as consulting in compliance matters.

In detail, there are the following scopes:

  • Listing service for
  • EU-regulated markets (Prime Standard and General Standard) and
  • Markets regulated by the stock exchanges (Open Market).
  • Listing Service for exchange regulated stock markets of Berlin and Stuttgart
  • Preparation and filing of Security Sales Prospectus
  • Personal support during approval procedure and authorization process
  • Comfort Letter by auditors for qualified enterprises
  • Legal Opinion and Disclosure Opinion for qualified enterprises
  • Fiduciary transaction for qualified companies


Lessingplatz 07
38100 Braunschweig

Telefon : 0531-26156-80
Telefax : 0531-26156-88